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AdvisorLaw logo — LAUNCH | COMPLIANCE | DEFENSE | GROWTH

AdvisorLaw

LAUNCH | COMPLIANCE | DEFENSE | GROWTH

Founded 2016 United States Broomfield, United States 49 employees Finance, Financial Services

General Information

Company Name AdvisorLaw
Founded Year 2016
Location United States Broomfield, United States +1
Founders / Decision Makers
Team member
Employees 49
Industries Finance, Financial Services
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About AdvisorLaw

AdvisorLaw is a full-service firm founded in 2016, offering representation to thousands of financial advisors and wealth managers nationwide. The company's services range from FINRA expungement and SEC enforcement defense to RIA setup and compliance services. AdvisorLaw has an impressive track record, having defended over 2,750 financial advisors and handled more than 2,000 FINRA arbitration cases. Additionally, the firm provides ongoing RIA compliance to wealth managers with over $50 billion in assets and offers acquisition solutions for those looking to buy or sell a financial practice. The company operates in the finance and financial services industries, positioning itself as a key player in the sector.

Taxonomy: Financial Advisory Services, Legal Representation, Compliance Management, Mergers and Acquisitions, Business Valuations, RIA Setup, Enforcement Defense, Expungement Services, RIA Registration, Financial Practice Acquisition, Succession Planning, Tax Resolution, Financial Industry Litigation, Financial Practice Transitioning

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AdvisorLaw Alternatives & Competitors

AdvisorLaw vs
Kestra Financial
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AdvisorLaw vs
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AdvisorLaw vs
RIA in a Box is now COMPLY
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FAQ About AdvisorLaw

LAUNCH | COMPLIANCE | DEFENSE | GROWTH
AdvisorLaw was founded in 2016.
AdvisorLaw is headquartered in Broomfield, United States.
AdvisorLaw operates in the following industries: Finance, Financial Services.
AdvisorLaw has approximately 49 employees.
Top alternatives and competitors to AdvisorLaw include Kestra Financial, NewEdge Advisors, RIA in a Box is now COMPLY, IHT Wealth Management, Investment Planners, Inc. -- IPI Wealth Management, Inc.. These companies operate in related industries and serve comparable markets. You can compare them side by side on Bounce Watch.
AdvisorLaw and Kestra Financial are both companies in similar industries. Compare their funding, team size, growth signals, and market position on Bounce Watch to see which one fits your needs.

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