United States
CAP STRAT provides independent institutional investment and retirement advisory services, private wealth, and asset management solutions. The firm, founded in 2003 by Will Woodall, Nancy Rizzuto, and Barbara Best, operates as an employee-owned, SEC Registered Investment Advisor in the Financial Services industry. They offer conflict-free research, advice, and investment recommendations to clients. Their revenue is derived from flat, annual retainers paid by clients, ensuring independence from influence by investment managers or other financial entities.
CAP STRAT's client base involves institutional pools of assets, including defined benefit plans, defined contribution plans, operating accounts, endowments, and foundations. The firm acts as a 3(21) or 3(38) fiduciary advisor for all clients, aiming to help them fulfill their fiduciary duties and manage their investment programs successfully. Their team consists of experienced professionals with expertise in investment strategy, research, retirement strategy, plan design, compliance, employee engagement, communication, education, and provider management.
