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FirstMark Regulatory Solutions logo — company profile

FirstMark Regulatory Solutions

Founded 2013 United States Boca Raton, United States 2 employees Financial Services

General Information

Company Name FirstMark Regulatory Solutions
Founded Year 2013
Location United States Boca Raton, United States +1
Employees 2
Industries Financial Services
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About FirstMark Regulatory Solutions

FirstMark Regulatory Solutions is a compliance consulting firm specializing in providing expert services to clients in the financial services industry, including SEC and FINRA registered broker-dealers, their accountants, and their attorneys. Recognizing the heavily regulated nature of the financial services sector, the company aims to assist organizations in navigating the ever-changing and sometimes overlapping regulatory requirements. Founded in 2013 by Mitch Atkins, who brings 20 years of experience from working at FINRA, FirstMark offers expertise in FINRA Membership Application rules, processing FINRA CMA, NMA, MATCON, and MAC applications, as well as conducting Anti-Money Laundering Independent Testing for broker-dealers and investment advisors. With a focus on addressing the complexities within the financial industry, FirstMark Regulatory Solutions presents itself as a noteworthy player in the compliance consulting sector within the Financial Services industry.

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FirstMark Regulatory Solutions Alternatives & Competitors

FirstMark Regulatory Solutions vs
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FAQ About FirstMark Regulatory Solutions

FirstMark Regulatory Solutions is a compliance consulting firm that provides expert services to clients in the financial services industry including SEC and FINRA registered broker-dealers, their accountants and their attorneys. The financial services industry is one of the most heavily regulated in...
FirstMark Regulatory Solutions was founded in 2013.
FirstMark Regulatory Solutions is headquartered in Boca Raton, United States.
FirstMark Regulatory Solutions operates in the following industries: Financial Services.
FirstMark Regulatory Solutions has approximately 2 employees.
Top alternatives and competitors to FirstMark Regulatory Solutions include Patten Training & Review, ACI - Accounting & Compliance International, First Allied Securities, Inc., Netshares, AdvisorLaw. These companies operate in related industries and serve comparable markets. You can compare them side by side on Bounce Watch.
FirstMark Regulatory Solutions and Patten Training & Review are both companies in similar industries. Compare their funding, team size, growth signals, and market position on Bounce Watch to see which one fits your needs.

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