United States
The firm's subsidiary, Halliday Financial, LLC., manages securities-related transactions and is a Member of FINRA and SIPC. It conducts its business in states where it is properly registered or excluded or exempted from registration requirements.
Halliday Financial emphasizes the importance of understanding that different types of investments involve varying degrees of risk and that past performance may not be indicative of future results. Thus, it advises current and prospective clients not to assume that the future performance of any specific investment or investment strategy will be profitable or equal to corresponding indicated performance levels.
The company's commitment to providing personalized individual advice to its clients and helping them navigate the complexities of the financial market sets it apart in the Financial Services and Banking industries.
