Australia
Sophie Grace is an Australian compliance and legal consultancy firm, operational since 2009, serving clients both domestically and internationally. True to its slogan, “Providing unmatched compliance and legal services for participants within the financial services and credit industries,” it specializes in helping firms set up and sustain financial services in Australia.
Sophie Grace’s expertise spans across a comprehensive array of financial services, including funds management, derivatives, financial planning, and stockbroking. Their services notably cover new business establishment, acquiring an Australian Financial Services License (AFSL), compliance and regulatory matters, and liaising with regulatory authorities such as ASIC. Moreover, they offer consultation with government and industry bodies, underscoring their extensive influence and network within the financial services sector.
Despite its long-standing presence, the company has not reported any recent investments or notable investors. Yet, its wide-ranging client base and decade-long operational track record position it as a significant player in Australia’s financial services landscape.
