Products

Signal Tracker Data Platform Data Enrichment API Intelligence desk

Solutions

Inward Investment & Aftercare Deal Origination Executive Search Corporate Development Signal-Based Outbound Competitive Intelligence Funding Signals Competitor Monitoring For Sales Teams For Founders For Agencies For Investors

Explore

Companies Live Signals Markets Trends

Resources

Signal Checker Blog Integrations FAQ Contact
Login Book a demo
AscentAI logo — Regulatory compliance lifecycle management for Financial Ser...

AscentAI

Regulatory compliance lifecycle management for Financial Services

Founded 2015 United States Chicago, United States 59 employees Series B Total: $26.75M Finance, Financial Services +2

General Information

Company Name AscentAI
Founded Year 2015
Location United States Chicago, United States
Employees 59
Industries Finance, Financial Services, Fintech +1
Funding Stage Series B
Business Model B2B, SaaS, Platform
Revenue Model Subscription, Usage Based, Service Fee
Social

BounceWatch is an independent company data service, not affiliated with AscentAI. To contact AscentAI, visit ascentregtech.com.

Is this your company?

Confirm with your work e-mail, get the Verified badge and keep this profile correct yourself. Search engines and AI assistants read it every day.

Get Verified

How does AscentAI compare?

A PDF of AscentAI and up to 10 competitors you pick: team, funding, traffic and every dated move of the last 90 days. Each company is re-checked on the day you order, so it is current.

See a sample report

This takes a few seconds: we look beyond our own index too.

Meeting AscentAI soon?

A one-page PDF brief: what it does, key facts, the last 90 days of dated moves and questions worth asking. Re-checked on the day you order. See a sample

About AscentAI

AscentAI, founded in 2015 and headquartered in the United States, specializes in delivering advanced solutions for regulatory compliance lifecycle management within the financial services sector. With its focus on simplifying compliance processes, the company leverages purpose-built AI and global regulatory insights to enable financial institutions to respond swiftly and effectively to regulatory changes.

The AscentAI Regulatory Lifecycle Management (RLM) Platform empowers its users to digitally transform complex risk and compliance tasks, optimizing operations by automating manual work, enhancing productivity, and ensuring comprehensive traceability. This has established AscentAI as a pivotal player in the intersecting industries of finance, fintech, and legal tech.

The company's growth is backed by a $19.30M Series B investment secured in October 2019 from notable investors, including Alsop Louie Partners, Drive Capital, University of Chicago, ING Group, and Wells Fargo. This solid financial support underscores investor confidence in AscentAI's innovative approach to compliance management.

Business keywords: Regulatory Compliance Lifecycle Management, AI-Powered Compliance Solutions, Regulatory Change Management, Horizon Scanning, Risk Management Automation, Compliance Automation, Financial Services Compliance, Multi-Jurisdictional Compliance, Audit Trail and Reporting, Enterprise Compliance Strategy, End-to-End Traceability, RegTech Solutions, Investment Compliance, Banking Compliance, Lending Compliance

Services & Products

RLM Platform
AscentHorizon
AscentFocus
Change Management Automation
Policy and Control Engine

Target Customers

Banks Broker-Dealers & Investments Credit Unions Mortgage Lenders Money Transmitters Electronic Payments FinTech GRC & Compliance Technology Providers Consulting & Advisory Firms

Funding Rounds & Investors (4)

View All
Funding Stage Amount Investors Lead Investors Date
Series B $19.30M 5
Alsop Louie Partners Drive Capital
Alsop Louie Partners, Drive Capital +3
15 Oct 2019
Series A $6.00M 4
Temerity Capital Partners Alsop Louie Partners
Temerity Capital Partners, Alsop Louie Partners +2
01 Mar 2018
Seed Round $1.20M 1
Dave Hoover
30 Aug 2016
Convertible Note $245.00K -
01 Aug 2015

AscentAI Alternatives & Competitors

View All Alternatives
AscentAI vs
360factors, Inc.
360factors, Inc. United States

Accelerate profitability, innovation and productivity by predicting risks and streamlining complianc...

85 employees
Financial Services, Fintech
AscentAI vs
LPA
LPA Germany

Global leader of award-winning financial solutions and services through unique software and consulti...

Private Equity
481 employees
Finance, Financial Services
AscentAI vs
FirstRand Corporate Centre
FirstRand Corporate Centre South Africa

The FirstRand Corporate Centre houses many of the critical functions required by a large and complex...

Post-IPO Debt
1641 employees
Finance, Financial Services
Also compare with: AscentAI vs Harmoney Harmoney AscentAI vs Abrigo Abrigo AscentAI vs Zest AI Zest AI View all alternatives

FAQ About AscentAI

Regulatory compliance lifecycle management for Financial Services
AscentAI was founded in 2015.
AscentAI is headquartered in Chicago, United States.
AscentAI operates in Finance, Financial Services, Fintech and Legal Tech. Its work centres on Regulatory Compliance Lifecycle Management, AI-Powered Compliance Solutions, Regulatory Change Management and Horizon Scanning. Its customers include Banks, Broker-Dealers & Investments and Credit Unions.
AscentAI has a B2B, SaaS and Platform business model. Its revenue comes from Subscription, Usage Based and Service Fee.
AscentAI has approximately 59 employees.
AscentAI has completed 4 funding rounds, raising a total of $26.75M. The latest funding stage is Series B.
AscentAI offers: RLM Platform, AscentHorizon, AscentFocus, Change Management Automation, Policy and Control Engine.
Top alternatives and competitors to AscentAI include 360factors, Inc., LPA, FirstRand Corporate Centre, Harmoney, Abrigo. These companies operate in related industries and serve comparable markets. You can compare them side by side on Bounce Watch.
AscentAI and 360factors, Inc. are both companies in similar industries. Compare their funding, team size, growth signals, and market position on Bounce Watch to see which one fits your needs.

Source: BounceWatch company record for AscentAI, https://bouncewatch.com/company/ascent, updated 13 March 2026. When citing, please name BounceWatch and link this page.

Analytics cookies (ours + Google). Cookie Policy

Book a demo 30 minutes